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Obstructive Sleep Apnea Patients Use More Health Care Resources Ten Years Prior to Diagnosis

John Ronald1, Kenneth Delaive1, Les Roos2, Jure Manfreda2,3
and Meir H. Kryger1
1Sleep Disorders Center, St. Boniface General Hospital Research Center, Section of Respiratory Diseases, 2Department of Community Health Sciences and 3Department of Medicine, University of Manitoba, Winnipeg, Manitoba R2H 2A6, Canada
Abstract
Because Obstructive Sleep Apnea Syndrome (OSAS) patients may be treated for comorbidities prior to OSAS diagnosis, we examined the health care utilization records of 181 OSAS patients and those of matched controls. We compared OSA patient health care utilization for a ten-year interval prior to diagnosis to those of randomized age-, gender-, and geographically-matched controls from the general population. We found that OSAS patients used approximately twice the resources (as defined by physician claims and stays in hospital) in the ten years prior to their diagnosis. Physician claims for cases totaled $686,365 ($3,972 per patient) compared to $356,376 ($1,969 per patient) for the controls for the length of the study. Utilization was significantly higher in 7 of 10 years prior to diagnosis. OSAS patients also had more hospitalizations: they had 1,118 nights (6.2 per patient) in hospital versus 676 nights (3.7 per patient) for controls over the ten-year period. Thus OSA patients are heavy users of health care resources ten years prior to diagnosis.

Current Claim: Apnea patients are heavy users of health care resources in the ten years prior to their diagnosis with apnea.



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OSAS is a condition which is characterized by disordered breathing during sleep marked by repetitive periods of cessation of breathing followed by EEG arousals. This disorder is associated with excessive daytime sleepiness and the ensuing increased risk of accidents at work and on the road, psychiatric conditions (mood disorders), cardiovascular disorders (systemic hypertension, left heart failure, arrhythmias, ischemic heart disease, cerebral infarction) and death (Yamashiro and Kryger, 1994; He et al., 1988). OSAS is prevalent in the general population (Young et al., 1993) but remains underdiagnosed and undertreated (Ohayon et al., 1997). This may be due in part to the commonly held belief by some that OSAS may not pose a serious health risk (Wright et al., 1997) and that the diagnosis and treatment of this condition may thus have a low priority in health care systems.
Because of the associated comorbidities mentioned above, one would expect OSAS patients to be heavy users of health care resources, not only at the time of diagnosis, but prior to it as well. In a previous study we showed heavy usage by 97 obese OSAS patients for two years prior to diagnosis (Kryger et al., 1996). In this report, we explore how far back this trend is seen and determine the total cost these patients incurred over that period based on stays in hospital and visits to doctors' offices. Our aim was to determine the magnitude of increased expenditure for the decade prior to diagnosis. We hypothesized that increased health care utilization would be seen many years prior to diagnosis with OSAS and we believe this has definite implications for the way the health care community should view diagnosis and treatment of OSAS.



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Using data collected at the St. Boniface Sleep Disorders Center, we selected all patients with polysomnographically-proven OSAS who had comprehensive health care utilization information in the Manitoba Health Database (MHdb), established in 1970, going back ten years before their diagnosis of sleep apnea. We then constructed a working database using data from the MHdb. This working database includes the complete health care utilization information for 181 OSAS patients and for 3 or 4 randomly selected control subjects (without known OSAS) for each OSAS patient (34 had 3 controls each, 147 had 4 controls each). The control patients were matched based on age, gender and postal code (to correct for socio-economic factors) to the OSA cases. Patients and controls were residents of Manitoba for the length of the study period and as such, were fully insured for health care the entire ten years.
Confidentiality for persons in the control group and patient group was ensured by "scrambling" the patient's health insurance number and using the scrambled number as their only unique identifier. The data for the controls matched to each case were combined by averaging to produce a single virtual control for each case. This allowed us to take advantage of the large numbers of controls available to provide us with more statistical power.

The MHdb, described in depth elsewhere (Roos and Shapiro, 1995) makes this project feasible. It maintains a record of all hospital stays, outpatient and emergency visits, visits to doctors' offices with relevant diagnoses, costs and lengths of hospital stay for all residents of Manitoba. This allows us to track health care utilization of our patients and the controls over long periods of time. It also allows us to observe the frequency with which diagnoses of other medical conditions such as hypertension, myocardial infarction, and cerebrovascular accident correlate with OSAS. We are able to ascertain total individual usage in any given time interval and compare to controls.

Any case or control with extreme usage (greater than 100 days in hospital over ten years) or who was institutionalized was excluded from the study. This exclusion was performed to limit our sample to "typical" OSAS patients and "typical" controls and was done prior to analysis and without knowledge of whether the excluded person was a case or control. This excluded 22 cases and controls from the study.

Statistical analysis of the data using physician claims as the outcome measurement was performed using a GLM ANOVA. Scheffe's Multiple-Comparison Test allowed us to determine whether patients were different from controls in each of the previous ten years. It is a conservative test examining all possible pairs that compares each year to every other year for case and control groups. Differences in admission to hospital were assessed using Chi-square analysis.

Costs are presented in actual Canadian dollar amounts and are not adjusted for inflation. The fact that each patient is compared with his or her own control in the same year ensures that inflation does not skew the data. Presented total cost may be conservative for this reason, reflecting the combination of 1984 to 1995 dollars.



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Figure 1


Figure 2

Demographics were established (Table 1) and data analysis was performed on 181 patients who were, on average, obese, 50 years old and having symptomatic OSAS. There were more men (145) than women (36) reflecting the gender bias in both the prevalence and recognition of this condition.
Physician Claims: A strong, statistically significant relationship was seen between OSAS and heavy use of health care resources in the ten years studied--physicians claimed per year 1.5 to 2.4 times more for cases than for controls (p < 0.001) and an interaction was seen which showed the increasing difference in physician claims approaching the time of diagnosis (group and year interaction, p < 0.001) (Figure 1). Physician claims for the patient group totaled $686,365 ($3,972 for each patient) compared to $356,376 ($1,969 for each patient) for the controls for the length of the study. The average number of physician claims for patients was nearly twice that of controls (109 for each patient, 60 for each control subject over 10 years).

A comparison of patients and controls for each of the ten years revealed that patients used more physician resources often for each year (from 1.5 to 2.4 as much) and these differences were significant for 7 of 10 years (Table 2). Figure 2 shows that while a difference exists as far back as ten years prior to diagnosis, the usage by OSA patients increases greatly approximately four years prior to diagnosis. The small incremental increases in the control group may be due to aging and inflation but given the fact that cases and controls are compared for each year, the increasing difference must be attributed to increasing usage. In other words, inflation and aging apply to both groups equally and therefore cannot explain the increasing gap in expenditure. Over the four years prior to diagnosis, mean annual physician claims increased by $240.67 for patients compared to $20.41 for controls (Table 2).

Hospital Admissions: OSAS patients had more hospitalizations: they had 1,118 nights (6.2 per patient) in hospital versus 676 nights (3.7 per patient) for controls over the ten-year period. The fraction of cases versus controls admitted to hospital in each of the ten years was analyzed (Table 3). The chance of having had an admission in the ten-year period was greater for the patient group than for their controls (p < 0.001). In a similar manner to the increase in the physician claims seen around 4 years before diagnosis (Figure 2) the probability of admission increases dramatically around 4 years before diagnosis.

Combining total nights in hospital multiplied by $1,000 per night with actual physician claims for the ten years yields a rough estimate of the total cost (Table 4). We felt that transforming hospital stay into dollars using Refined Diagnostic Related Groups (RDRG) would not enhance our understanding of the overall utilization for this group given the fact that RDRGs do not include OSAS as a diagnosis.



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Sleep apnea patients use health care resources at approximately twice the rate of controls as far back as ten years before their diagnosis. Analysis of the two main components of medical costs, physician claims and hospital stays, demonstrates the greater utilization in the patient group. This study likely underestimates cost differences because it does not take into account costs associated with medications, home care, outpatient visits, most hospital laboratory tests, or sessional fees covered under global hospital budgets.
Given the increase in expenditure and length of stay in hospital observed at 4 or 5 years prior to diagnosis, this time frame will be used for subsequent investigations. Future research will focus on the factors determining the utilization of health care resources including analysis of what OSAS patients are being diagnosed with and treated for. This subsequent work will be done on a larger number of patients over a five-year span and will examine relative frequencies of diagnosis and differences between genders. Patients were not matched to controls for Body Mass Index (BMI) because that information is not included in the MHdb. Patients are, on average, obese but were not selected based on BMI but represent a range of weights. We will examine the contribution of BMI to cost within a stratified patient group as well as the effect of treatment on cost. These will be presented in subsequent publications.

Although our results support the conclusion the OSA patients are more likely to be heavy users of health care resources, other possible factors should be considered. For example, people with other medical problems and thus increased contact with the health care system are more likely to be referred for evaluation of OSA. However, it is worth pointing out that only 6 of the 690 control subjects had no contact with the health care system in the 10-year period. This is because all residents of Manitoba have access to health care. One may infer from the above that it is likely that apnea was present for several years prior to referral but was undiagnosed, and therefore untreated. This is consistent with the clinical impression of the authors that apnea symptoms are often present for years before apnea is considered.

One possible reason that sleep apnea is underdiagnosed (Ohayon et al., 1997) is that the amount of time allotted to teaching in medical schools about sleep disorders is minimal and so most practitioners have had little or no training in this area (Rosen et al., 1993).

The effectiveness of treatment of OSAS is generally accepted (Yamashiro and Kryger, 1994). Many patients who are treated with CPAP experience a dramatic improvement in their quality of life and are able to return to work and lead productive lives after having been seriously handicapped by OSAS. The fact that early diagnosis and treatment would improve the health of OSA patients together with the reduction in overall usage that would likely follow make education of physicians in detection of OSA and treatment of patients priorities for health care policy makers. Nevertheless, as seen in a large survey of the United Kingdom by Ohayon et al. (1997), OSAS remains underdiagnosed and undertreated and patients continue to be both ill and financially burdensome on governments and health care providers.



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This study was supported by the St. Boniface Hospital Research Foundation and the Medical Research Council of Canada.


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