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Sleep and the Cholinergic REM Sleep Induction Test in Patients with Primary Alcoholism

Horst Gann, Anke Faulmann, Andrea Kiemen, Thorsten Klein, Dieter Ebert, Jutta Backhaus, Magda Hornyak, Uli Voderholzer, Fritz Hohagen, Mathias Berger and Dieter Riemann
Department of Psychiatry and Psychotherapy, University of Freiburg, Freiburg, D-79104, Germany
Abstract
Sleep disturbances of alcoholics while actively drinking and at the beginning of, and during, abstinence were frequently reported. Recently, Gillin et al. (1994) showed that a high "REM sleep pressure" at the time of admission to a 1-month inpatient alcohol treatment program predicted the relapse in nondepressed patients with primary alcoholism at 3 months following hospital discharge. We investigated 24 patients with primary alcoholism after 2-3 weeks abstinence in the sleep laboratory; in 15 of these patients the cholinergic REM sleep induction test (CRIT) with 10 mg galanthamine was performed additionally. In comparison with an age- and sex-matched healthy control group, patients had a heightened "REM sleep pressure" including shortened REM latency and increased REM density. A decrease of serotonergic neurotransmission is proposed as being the neurochemical mechanism to explain the results in alcoholic subjects. Follow-up investigations will clarify whether the sleep abnormalities in alcoholism are state- or trait-markers and whether they are suitable to predict the relapse risk.

Current Claim: Alcoholic patients at the beginning of abstinence have significant sleep continuity and sleep architecture disturbances.



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Alcoholic patients often complain of sleep disturbances during periods of drinking, but also during acute withdrawal, as well as during subacute and chronic abstinence (Gross and Hastey, 1976). Recovered alcoholic patients may show persistent sleep abnormalities for months and years (Wagman and Allen, 1975). Such sleep abnormalities are reduced total sleep time, loss of delta sleep, poor sleep efficiency and REM (Rapid Eye Movement) sleep abnormalities.
Recently, Gillin et al. (1994) showed that short REM latency, increased REM percentage and, possibly, increased REM density at the time of admission to a 1-month inpatient alcohol treatment program predicted the relapse in nondepressed patients with primary alcoholism at 3 months following hospital discharge.

To extend the investigations of Gillin et al., and to clarify possible neurochemical mechanisms underlying increased "REM pressure," we examined the influence of the cholinesterase inhibitor galanthamine hydrobromide on the sleep of patients with primary alcoholism at the beginning of their abstinence. In an earlier study (Riemann et al., 1994) we were able to show that 10 mg galanthamine shortened REM latency and increased REM density in healthy subjects.



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Subjects
The subjects consisted of 24 patients with primary alcoholism (see Table 1) and two control groups: a) n = 24, age- and gender-matched subjects for baseline comparisons and b) n = 15, age- and gender-matched subjects for CRIT. The control group b) includes data of subjects published earlier (Riemann et al., 1994). The patients had been admitted for treatment of alcoholism to our department, which offers a 21-day inpatient treatment program. Patients were invited to participate in a multidisciplinary, longitudinal investigation. As part of this ongoing study, subjects were asked to participate for three consecutive nights of polygraphically recorded sleep during the third week of hospitalization, and at 6- and 12-month follow-ups after discharge.

All subjects underwent a full medical and psychiatric investigation and physical examination: routine clinical and hematologic laboratory examinations, urinalyses, ECG, EEG and MRI. All patients met the criteria for alcoholism, using DSM-III-R criteria (diagnosis was made with the Structured Clinical Interview, SCID, German Version [Wittchen et al., 1988]). Primary alcoholism refers to patients without another psychiatric illness or significant medical problem prior to the onset of alcoholism.

We excluded patients with psychosis, clinically significant cognitive impairment, antisocial personality, substance abuse and major medical problems (for example, cirrhosis of the liver). Patients with secondary MDD or dysthymia were not excluded. All patients were free of any kind of psychoactive medication for a minimum of 7 days prior to the investigation. The study had been approved by the local ethical committee and each patient signed written informed consent prior to inclusion.


Drug

Galanthamine hydrobromide, an alkaloid isolated from the snowdrop galanthus nivalis, is a reversible and selective inhibitor of acetylcholinesterase. Maximal plasma concentrations of the drug are reached 2 hours after oral ingestion. The elimination half-life time is 5.3 (SD = 4.2) hours (for detailed information, see Riemann et al., 1994).


Design

Subjects slept in the sleep laboratory for three nights, with the first night serving to adapt them to the laboratory. In the first night, subjects were screened for sleep apnea and periodic movements of sleep (PMS); exclusion criteria were an apnea-hypopnea index greater than 10/h and a PMS-Index greater than 15/h. We administered at 9 p.m., before nights 2 and 3, a single oral dose of 10 mg galanthamine or placebo (= baseline night) in a double-blind randomized cross-over design. Patients with contraindications against cholinergic drugs received the placebo twice.

Sleep

Sleep was registered between "lights out" (23:00) and "lights on" (07:00) using standard procedures (EEG: C 4-1; C 3-A2; horizontal EOG, submental EMG). Records were scored by raters blind to experimental conditions according to standardized criteria (Rechtschaffen and Kales, 1968). Polysomnograms were then evaluated for parameters of sleep continuity, architecture and REM sleep. REM latencies were evaluated as time from sleep onset (first epoch stage 2), to the first epoch of stage REM (= REM latency 1), and time from sleep onset (10 min continuous stage 2 interrupted only for 1 min of either stage wake or stage 1), to the first epoch of three consecutive minutes of REM sleep minus intermittent wake time (= REM latency 2). For a detailed description of the algorithms in our laboratory, see Riemann et al. (1994).


Statistics

Descriptive statistical parameters include presentation of mean and standard deviation. For group comparisons (baseline data) the two-tailed t-test was used. For the CRIT repeated measures analysis of variance (ANOVA), corrected according to the method of Greenhouse and Geisser, was used. Only for significant ANOVAs were contrasts calculated.


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Baseline data
Data from 24 patients without cholinergic stimulation were compared with 24 age- and sex-matched controls (see Table 2). Patients showed significant sleep continuity disturbances (lowered sleep efficiency, heightened number of awakenings, heightened time awake) and sleep architecture disturbances (decreased slow wave sleep [SWS]). Furthermore, patients displayed an increased "REM sleep pressure" with heightened total REM density, heightened density of the 1 REM period and decreased REM latency (definition 2).


Cholinergic REM induction test (CRIT)

The CRIT was applied in 15 patients. No side effects of galanthamine were observed. Side effects in control subjects are described in detail elsewhere (Riemann et al., 1994) and included mild hypersalivation, mild hyperhydrosis and slightly disturbed sleep. Table 3 summarizes the results concerning sleep variables of the two groups for placebo and galanthamine conditions. Significant effects of the groups were noted for time awake, SWS (%SPT), REM period 1 density and total REM density. Significant effects of treatment were observed for S2-latency, time awake (%SPT), stage 1 (%SPT), stage 2 (%SPT), SWS (%SPT), REM period 1 duration and REM period 1 density.

Calculation of contrasts within controls and patients for treatment effects revealed the following results: While in controls, galanthamine led to significant sleep continuity disturbances (heightened sleep latency and heightened time awake) and sleep architecture disturbances (reduced SWS), no such effect occurred in the patients. The REM sleep-inducing effect of galanthamine was stronger in controls (see p-value for REM period 1 duration and density) while in controls REM latency 2 was reduced from 69.6 min (placebo) to 50.9 min (galanthamine). In the patients there was even a lengthening of REM latency with the CRIT. The difference was, however, not statistically significant.



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Alcoholic patients at the beginning of abstinence had significant sleep continuity and sleep architecture disturbances; "REM sleep pressure" was heightened in the patients. The cholinergic REM sleep-induction effect was significantly more pronounced in the controls.
Of the possible neurochemical mechanisms underlying increased "REM pressure" at the beginning of abstinence, one explanation could be impaired serotonergic neurotransmission (Le Marquand et al., 1994). The reciprocal interaction model of the regulation of normal REM sleep implicates cholinergic promoting and aminergic inhibition of REM sleep (Hobson et al., 1986). A relative deficiency of serotonergic neurotransmission in patients with primary alcoholism may be the reason for increased "REM pressure" as well as for sleep continuity and sleep architecture disturbances.

Successive polysomnographic investigations (at 6- and 12-month follow-ups) will clarify whether the sleep abnormalities reflect a persistent withdrawal syndrome (in the sense of a rebound phenomenon) in recovering alcoholic patients which would eventually wane, or whether the sleep abnormalities have a trait-character.

The following catamnestic interviews will further clarify whether the sleep abnormalities and the CRIT have a predictive value for alcoholic relapses. Janowsky et al. (1989) found in detoxified patients with primary alcoholism fewer chances of pulse rate and variables of behaviour after injection of physostigmine. There is further evidence for impaired cholinergic neurotransmission in alcoholic patients (Freund and Ballinger, 1988). Also in the CRIT in our patients we found evidence for a cholinergic sub-sensitivity at the beginning of abstinence, as patients in comparison to controls exhibited less REM sleep disinhibition after galanthamine. On the other hand, minor response to galanthamine also might be explained by a strong serotonergic system. Alternative explanations for the less pronounced REM sleep disinhibition after galanthamine in patients are a "ceiling-effect" (concerning "REM pressure") in the case of a sub-maximum REM sleep disinhibition already under baseline conditions or alterated liver-metabolism in patients.



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3. Gross MM, Hastey JM. Sleep disturbances in alcoholism. In: Tarter RE, Sugarman A, eds. Alcoholism: Interdisciplinary Approaches to an Enduring Problem. Reading, Mass: Addison-Wesley Publishing Co, 1976, pp. 257-309.

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8. Rechtschaffen A, Kales A, eds. A Manual of Standarized Terminology Techniques and Scoring System for Sleep Stages of Human Subjects. Los Angeles: Brain Information Service/Brain Research Institute, 1968.

9. Riemann D, Gann H, Dressing H, Müller WE, Aldenhoff JB. Influence of the cholinesterase inhibitor galanthamine hydrobromide on normal sleep. Psychiatry Research 1994; 51: 253-67.

10. Wagman AM, Allen PR. Effects of alcohol ingestion and abstinence on slow wave sleep of alcoholics. Adv Exp Med Biol 1975; 59: 453-66.

11. Wittchen HU, Zaudig M, Schramm E, et al. SKID Strukturiertes Klinisches Interview für SDM-III-R. Beltz: Weinheim, 1988.


This research was supported by a grant from the BMBF (01EB9413).


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